×

Registrant Details

Use this window to add all the registrants you wish to register on behalf of. If you want to attend the course also, ensure you add yourself as one of the registrants. Make sure you press "Save" after adding each new registrant.

Registrant 1
First name
Last Name
Email Address
Username ( if known )
NZLS Member or Associate Member?
1x Registrant
Proceed to Checkout

The New Financial Markets Conduct Act - an introduction

Published: 19-06-2014 Authors: Liam Mason, Jeremy Muir, Mark Stuart Pages: 73
Price From
NZ $80.00
I have a question View contents page
This book is only available in PDF format

Published: 19 June 2014
Pages: 73
 
 

A review of the Act

The Financial Markets Conduct Act 2013 (Act or FMCA) was introduced as a ‘once-in-a generation opportunity to re-write our securities law – which has been subject to decades of ad hoc reform – in an integrated and coherent manner’.

It is the result of a comprehensive review of financial markets legislation and takes into account the work of the Capital Markets Development Taskforce, the effects of the global financial crisis, and the failure of finance companies.

The Act completely overhauls existing securities and financial markets law with a consolidated financial markets conduct regime in an effort to improve financial markets conduct and restore investor confidence.
 

Content outline

  • Part 1 - Preliminary provisions
  • Part 2 - Fair dealing
  • Part 3 - Disclosure of offers of financial products
  • Part 4 - Governance of financial products
  • Part 5 - Dealing in financial products on markets
  • Part 6 - Licensing and other regulation of market services
  • Part 7 - Financial reporting
  • Part 8 - Enforcement, liability and appeals
  • Part 9 - Regulations, transitional provisions and miscellaneous provisions
  • Schedule 1 - Provisions relating to when disclosure is required and exclusions
  • Schedule 4 - Transitional provisions
  • The Financial Markets (Repeals and Amendments) Act 2013
  • The financial markets conduct regulations
  • Principal requirements for a regulated offer
View contents page
Liam Mason Jeremy Muir 2014 Mark Stuart 2014
Liam Mason
FMA
Wellington		 Jeremy Muir
Minter Ellison Rudd Watts
Auckland		 Mark Stuart
Minter Ellison Rudd Watts
Auckland

Questions?

In order to assist us in reducing spam, please type the characters you see:

You might also be interested in ...